Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lloyd Dawes is a financial advisor with Stancorp Equities, Inc. based in Portland, OR. Michael has been in the financial services industry since 1998 and has held previous roles with Securian Financial Services, Inc., Fidelity Brokerage Services LLC, and Fidelity Investments Institutional Services Company, Inc.. Michael holds the Series 6, 7, and SIE securities licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Michael is also registered with the state of Alabama, Arkansas, Louisiana, Mississippi and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
01/04/2023 - Present
Stancorp Equities, Inc. (PORTLAND OR)
MN
06/24/2019 - 12/31/2022
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
TX
04/02/2009 - 10/11/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/01/2008 - 02/27/2009
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
04/28/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
RI
04/10/2002 - 10/26/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/26/2000 - 04/10/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
02/05/1999 - 09/26/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
11/05/1997 - 12/31/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
03/20/1996 - 11/05/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 03/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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