Unclaimed
Michael Lisi is a financial advisor with Curvature Securities LLC. Michael has been in the securities industry for over 20 years. Michael has a Series 7, Series 63, Series 99 and SIE licenses. Michael has been registered with Curvature Securities LLC since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/30/2016 - Present
Curvature Securities LLC (Chatham NJ)
NY
05/22/1996 - 04/09/1999
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2016
Series 99 - Operations Professional Examination
BC
Issued 05/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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