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Michael Linzie Warren

Allspring Funds Distributor, LLC

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About Michael Linzie Warren

Michael Warren is a financial professional with over 25 years of experience in the industry. Michael is currently registered with Allspring Funds Distributor, LLC, and is licensed in 15 states. Michael's previous roles have included positions at Deutsche Bank Securities Inc., Goldman, Sachs & Co., Salomon Smith Barney Inc., Salomon Brothers Inc., and Citicorp Securities, Inc. Michael holds several securities licenses, including Series 3, 7, 9, 10, 55, and 63. Michael's experience and qualifications allow him to provide a wide range of financial services to clients.

Firm Information

Michael Warren is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Warren’s Registration & Firm History

CA

06/26/2018 - Present

Allspring Funds Distributor, LLC (SAN FRANCISCO CA)

CA

11/30/2015 - 11/09/2017

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

NY

08/05/2005 - 08/05/2015

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

01/22/2003 - 07/26/2005

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

11/28/1997 - 12/31/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

07/27/1994 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

08/06/1993 - 07/01/1994

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/29/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/17/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/24/1994

Series 3 - National Commodity Futures Examination

BC

Issued 08/05/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Linzie Warren.
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