Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lino Dial is a financial advisor with over 40 years of experience in the financial services industry. Michael currently works with The O.n. Equity Sales Co. Michael has held previous positions with companies such as Allstate Financial Services, LLC, ONEAMERICA SECURITIES, INC., and WATERSTONE FINANCIAL GROUP, INC. Michael holds several licenses and registrations including Series 6, 22, 26, 63 and 65. Michael is registered in the states of Arizona, Florida, Illinois, Iowa, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/11/2017 - Present
THE O.n. Equity Sales Co. (Naperville IL)
IL
03/09/2007 - 01/06/2017
ALLSTATE FINANCIAL SERVICES, LLC (YORKVILLE IL)
IL
12/06/2005 - 02/02/2007
THE O.N. EQUITY SALES COMPANY (NAPERVILLE IL)
IN
01/08/2004 - 12/15/2005
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
MA
03/12/2002 - 12/31/2003
WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)
IA
11/18/1999 - 03/09/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IN
08/26/1998 - 11/17/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/26/1998 - 11/17/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
01/08/1998 - 01/04/1999
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
PA
09/19/1996 - 12/16/1997
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
IA
09/01/1993 - 09/30/1996
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MA
10/19/1983 - 09/01/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/19/1983 - 09/01/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 07/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/18/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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