Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lindsey Davis has been in the securities industry since 1995. Michael is a registered representative of SP Securities LLC, a registered broker-dealer. Michael is also registered in Texas. Previously, Michael worked for Stern Brothers & Co., Morgan Keegan & Company, Inc., and George K. Baum & Company. Michael holds the Series 7, Series 50, Series 63, Series 79 and SIE securities licenses. Michael has a strong background in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
05/19/2021 - Present
SP Securities LLC (HOUSTON TX)
TX
07/28/2011 - 04/20/2021
STERN BROTHERS & CO. (HOUSTON TX)
TX
04/30/2007 - 07/11/2011
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
TX
12/07/1994 - 04/30/2007
GEORGE K. BAUM & COMPANY (HOUSTON TX)
BC
Issued 08/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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