Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lim is a financial advisor with Regions Securities LLC. Michael has been a Registered Representative in the financial services industry since 2013. Michael holds the Series 7 and SIE securities licenses. Michael's previous experience includes a role with UNIONBANC INVESTMENT SERVICES, LLC in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
11/16/2017 - Present
Regions Securities LLC (Atlanta GA)
CA
11/06/2013 - 11/03/2016
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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