Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Liguori is a financial professional with over 25 years of experience in the financial services industry. Michael is currently registered with Principal Securities, Inc. and has previously been registered with Ameriprise Financial Services, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., Signator Investors, Inc., AXA Advisors, LLC, American Capital Partners, LLC, SPEAR, LEEDS & KELLOGG SPECIALISTS LLC, and WALTER N. FRANK & CO., LLC. Michael holds the Series 7, 25, and 66 securities licenses and is licensed to provide financial advice in multiple states. Michael offers a range of financial services including financial planning, investment management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
05/17/2023 - Present
Principal Securities, Inc. (Melville NY)
NY
12/13/2013 - 05/23/2023
AMERIPRISE FINANCIAL SERVICES, LLC (GARDEN CITY NY)
NY
10/01/2012 - 12/16/2013
J.P. MORGAN SECURITIES LLC (EAST ROCKAWAY NY)
NY
11/06/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ISLAND PARK NY)
NY
12/15/2008 - 09/09/2009
SIGNATOR INVESTORS, INC. (WESTBURY NY)
NY
02/01/2008 - 12/09/2008
AXA ADVISORS, LLC (MELVILLE NY)
NY
06/26/2007 - 09/18/2007
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
NY
06/27/2002 - 06/26/2007
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
10/01/2000 - 06/28/2002
WALTER N. FRANK & CO., LLC (NEW YORK NY)
NA
02/05/1990 - 07/28/1994
PPN PARTNERS
BOTH
Issued 03/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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