Unclaimed
Michael Lighty is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. Michael has been in the financial industry since 2006. Michael is licensed to sell securities in New York. Michael has passed the Series 6, Series 63, and SIE exams. Michael has previously worked at RNR Securities, L.L.C., Sunstreet Securities, LLC, Ameritas Investment Corp., and Capital Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/22/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
06/24/2019 - 12/31/2021
RNR SECURITIES, L.L.C. (EAST MEADOW NY)
AZ
10/19/2015 - 09/18/2017
SUNSTREET SECURITIES, LLC (AVONDALE AZ)
NY
07/03/2003 - 10/22/2013
AMERITAS INVESTMENT CORP. (WOODBURY NY)
VA
01/22/2001 - 07/12/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BC
Issued 02/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Lighty is the right advisor for you? Invested Better is here to help.