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Michael Lewis Saron

Mizuho Securities USA LLC

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About Michael Lewis Saron

Michael Saron is a registered representative with Mizuho Securities USA LLC and has been in the securities industry since 1989. Michael holds the Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. Michael's previous firms include RBS Securities Inc., Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Chase Securities Inc. Michael is licensed in 52 states.

Firm Information

Michael Saron is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Saron’s Registration & Firm History

NY

04/08/2015 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CT

03/05/2007 - 04/10/2015

RBS SECURITIES INC. (STAMFORD CT)

NY

02/25/1998 - 03/09/2007

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

04/15/1996 - 02/27/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/01/1996 - 07/12/1996

CHASE SECURITIES INC. (NEW YORK NY)

MD

04/28/1995 - 04/01/1996

CHASE SECURITIES, INC. (NEW YORK MD)

NY

10/19/1988 - 01/12/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Lewis Saron.
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