Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lewis Price is an investment advisor representative with Ameriprise Financial Services, LLC. Michael has been in the financial services industry for over 40 years. Michael is registered with the state of Texas. Michael has Series 3, 5, 63, 65 and 7 licenses. Michael's current firm is based in Newport Beach, CA, and their previous firms include UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2017 - Present
Ameriprise Financial Services, LLC (Newport Beach CA)
CA
10/05/2009 - 05/31/2023
AMERIPRISE FINANCIAL SERVICES, LLC (LOS ANGELES CA)
CA
04/29/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (IRVINE CA)
CA
11/25/1983 - 05/13/2009
UBS FINANCIAL SERVICES INC. (IRVINE CA)
NA
09/26/1978 - 12/08/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/20/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 07/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1990
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
PC - AMEX Put and Call Exam
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/15/1976
Series 7 - General Securities Representative Examination
Active
Inactive
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