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Michael Lewis Goldstein

Empirical Research Partners LLC

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About Michael Lewis Goldstein

Michael Lewis Goldstein is a financial professional with over 30 years of experience in the financial services industry. Michael is currently registered with Empirical Research Partners LLC, a firm specializing in providing investment advice to a wide range of clients. Previously, Michael worked for Sanford C. Bernstein & CO., LLC and Sanford C. Bernstein & CO., INC. Michael holds a variety of licenses and designations, including Series 3, 7, 14, 24, 63, 65, 86, 87, 99TO and SIE. Michael's expertise lies in providing customized investment strategies to meet the unique financial goals and needs of individuals and institutions.

Firm Information

Michael Goldstein is currently registered with Empirical Research Partners LLC. Empirical Research Partners LLC is a Limited Liability Company formed in June 2002 and headquartered in New York. The firm provides various investment advisory services and has 20 investment adviser representatives and 21 registered representatives on staff. They are registered with the SEC and in the states of New York and Tennessee. You can learn more about Empirical Research Partners LLC on their website at https://www.empirical-research.com or follow them on Twitter at https://twitter.com/EmpiricalRP.

Not reported

Assets Under Management

516

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

see schedule d - miscellaneous for explanation.

See schedule d - miscellaneous for explanation.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

See schedule d - miscellaneous for explanation.

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Michael Goldstein’s Registration & Firm History

NY

08/23/2023 - Present

Empirical Research Partners LLC (NEW YORK NY)

NY

11/01/2000 - 04/08/2002

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

06/27/1987 - 12/07/2000

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/05/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/15/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/16/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/19/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/13/1998

Series 3 - National Commodity Futures Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Lewis Goldstein.
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