Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lewis Druffner is a financial advisor at Raymond James & Associates, Inc. Michael has been in the financial services industry since October 1993. Michael is a registered investment advisor representative in Ohio and Texas. Michael is a licensed Series 7, Series 9, Series 10, Series 31 and Series 63 representative and holds a Series 65 license. Prior to joining Raymond James, Michael was employed by Wells Fargo Clearing Services, LLC. Michael is also a President of BBMK Trinity LLC, a rental real estate company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/28/2019 - Present
Raymond James & Associates, Inc. (Centerville OH)
OH
06/11/2009 - 05/06/2019
WELLS FARGO CLEARING SERVICES, LLC (MIAMISBURG OH)
OH
02/01/2002 - 06/17/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DAYTON OH)
MO
10/01/1999 - 02/04/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
04/18/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
10/12/1993 - 04/24/1996
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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