Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lewis Clabaugh is a registered representative with Stifel, Nicolaus & Company, Inc. Michael has been in the securities industry since 1991. Michael is a registered Investment Advisor Representative and has a Series 7, 6, 22, 63, 65, 8, 9, 10 and SIE licenses. Michael has previously been registered with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and H.D. Vest Investment Securities, Inc. Michael is registered to sell securities in Alabama, Arizona, Florida, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Missouri, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Virginia and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/23/2009 - Present
Stifel, Nicolaus & Company, Inc. (FREDERICK MD)
MD
06/01/2009 - 06/26/2009
MORGAN STANLEY SMITH BARNEY (FREDERICK MD)
MD
06/22/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FREDERICK MD)
NY
03/12/1992 - 06/26/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
03/14/1991 - 03/25/1992
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 05/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/28/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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