Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Leviel Smith is an investment advisor representative currently registered with Farther and is a registered investment advisor. Michael has over 20 years of experience in the financial industry. Michael has also previously held advisory roles at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, CAMBRIDGE INVESTMENT RESEARCH, INC., MUTUAL SERVICE CORPORATION, 1717 CAPITAL MANAGEMENT COMPANY, MORGAN STANLEY DW INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael has Series 7, 31, 65 and 66 licenses. Michael holds a degree in Business Administration and a Master's degree in Finance. Michael is also a Notary Public. Michael works with individuals, high-net-worth individuals, pension plans, and other institutions. Michael provides a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/26/2024 - Present
Farther (SAN FRANCISCO CA)
DC
02/09/2011 - 09/24/2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (WASHINGTON DC)
GA
09/01/2009 - 11/29/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (ATLANTA GA)
GA
11/30/2005 - 09/03/2009
MUTUAL SERVICE CORPORATION (ATLANTA GA)
DE
11/21/2001 - 01/05/2004
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
10/21/1999 - 11/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/15/1998 - 10/29/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/22/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/21/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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