Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Leonardo Pappa is an Investment Advisor Representative registered with Wells Fargo Clearing Services, LLC. Michael has been working in the financial industry since June 14, 1999. Michael's professional experience includes roles at Janney Montgomery Scott LLC and Westport Resources Investment Services, Inc.. Michael is licensed in 32 states and has passed the Series 7, Series 55, Series 63, and SIE exams. Michael specializes in providing portfolio management for individuals and businesses, as well as investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/02/2011 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
CT
04/18/2018 - 04/26/2018
JANNEY MONTGOMERY SCOTT LLC (FAIRFIELD CT)
CT
07/30/1998 - 06/01/2010
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (WESTPORT CT)
BC
Issued 06/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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