Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Weber is a financial advisor with over 16 years of experience in the financial services industry. Michael is currently registered with Principal Securities, Inc., in Des Moines, Iowa. Prior to joining Principal Securities, Inc., Michael was associated with VOYA Financial Advisors, Inc., CETERA ADVISORS LLC, CETERA INVESTMENT SERVICES LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA ADVISOR NETWORKS LLC, and FIRST ALLIED SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
01/20/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
06/10/2021 - 01/06/2023
CETERA ADVISORS LLC (W DES MOINES IA)
IA
06/10/2021 - 01/06/2023
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
06/10/2021 - 01/06/2023
CETERA INVESTMENT SERVICES LLC (W DES MOINES IA)
IA
06/09/2021 - 01/06/2023
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
06/10/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
01/23/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
MN
08/12/2006 - 06/08/2007
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MN
01/01/2001 - 08/12/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BOTH
Issued 05/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 01/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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