Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Leon Smith is a financial advisor with FMI Capital Advisors, Inc., a registered investment advisor. Michael Smith is licensed to conduct securities business in several states including California, Colorado, Florida, North Carolina, and Texas. Michael Smith holds the Series 7, Series 63, and Series 79TO licenses. Michael Smith has been in the securities industry since July 2021. Michael Smith was previously registered with PNC CAPITAL MARKETS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/12/2022 - Present
FMI Capital Advisors, Inc. (Houston TX)
PA
07/08/2021 - 09/27/2022
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
BC
Issued 07/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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