Unclaimed
Michael Leon Gordon is a financial professional with over 20 years of experience in the securities industry. Michael currently works at Mufg Securities Americas Inc. and is registered to provide securities-related services in all 50 states. Michael has previously held positions at J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., BT Securities Corporation and CS First Boston Corporation. Michael has passed the Series 7, 24, 63, 79 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/03/2016 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/01/2008 - 06/25/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/06/1999 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MD
03/20/1997 - 05/30/1997
BT SECURITIES CORPORATION (BALTIMORE MD)
NY
10/08/1993 - 03/21/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 12/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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