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Michael Leon Gordon

Mufg Securities Americas Inc.

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About Michael Leon Gordon

Michael Leon Gordon is a financial professional with over 20 years of experience in the securities industry. Michael currently works at Mufg Securities Americas Inc. and is registered to provide securities-related services in all 50 states. Michael has previously held positions at J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., BT Securities Corporation and CS First Boston Corporation. Michael has passed the Series 7, 24, 63, 79 and SIE exams.

Firm Information

Michael Gordon is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Gordon’s Registration & Firm History

NY

02/03/2016 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

10/01/2008 - 06/25/2015

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

12/06/1999 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

MD

03/20/1997 - 05/30/1997

BT SECURITIES CORPORATION (BALTIMORE MD)

NY

10/08/1993 - 03/21/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/06/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/07/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Leon Gordon.
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