Unclaimed
Michael Leo Wemple is a financial advisor with LPL Financial LLC in Sycamore, IL. Michael has over 20 years of experience in the financial services industry. He is registered to provide investment advice in several states including Arizona, Colorado, Florida, Georgia, Illinois, Indiana, Minnesota, Mississippi, New Hampshire, and Wisconsin. Michael holds Series 7, Series 24, Series 52, and Series 63 licenses. Michael holds a Series 65 license and is also registered as an Investment Advisor Representative. In addition to his role at LPL Financial LLC, Michael is also a Wealth Advisor at Heartland Bank and Trust. Michael provides a range of financial services including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/04/2016 - Present
LPL Financial LLC (SYCAMORE IL)
IL
01/04/2011 - 01/04/2016
MIDWESTERN SECURITIES TRADING COMPANY, LLC (SYCAMORE IL)
IL
03/10/2008 - 08/27/2010
MIDWESTERN SECURITIES TRADING COMPANY, LLC (EAST PEORIA IL)
IL
05/02/2006 - 11/02/2007
CHASE INVESTMENT SERVICES CORP. (BLOOMINGTON IL)
NY
04/22/2004 - 06/09/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
09/30/2002 - 01/30/2004
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
OH
07/07/2000 - 10/04/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
MI
07/25/1996 - 07/24/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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