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Michael Leo Shea

Wealthplan Investment Management LLC

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About Michael Leo Shea

Michael Leo Shea is an investment advisor representative with Wealthplan Investment Management LLC. Michael has been in the industry since 2014, previously working with LPL FINANCIAL LLC and VALIC FINANCIAL ADVISORS, INC. Michael holds Series 63, Series 65, and Series 7 licenses. Michael specializes in providing financial planning, pension consulting, portfolio management for individuals and businesses, and portfolio management for pooled investment vehicles. Michael is registered to provide investment advisory services in California.

Firm Information

Michael Shea is currently registered with Wealthplan Investment Management LLC. Wealthplan Investment Management LLC is a registered investment adviser based in Omaha, NE. The firm provides financial planning, pension consulting, and portfolio management services to a range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Wealthplan also offers outsourced CIO services and broker consulting. The firm has approximately $989 million in regulatory assets under management.
Wealthplan Investment Management LLC

101 S 108TH AVE

OMAHA, NE 68154

$988.87M

Assets Under Management

306

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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turnkey asset management provider platform & consulting, outsourced cio services and broker consulting

Turnkey asset management provider platform & consulting, outsourced cio services and broker consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Shea’s Registration & Firm History

NE

11/08/2023 - Present

Wealthplan Investment Management LLC (OMAHA NE)

CA

10/14/2014 - 11/25/2015

LPL FINANCIAL LLC (PLEASANT HILL CA)

TX

11/10/2008 - 09/03/2009

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 10/26/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/30/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/25/2015

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Michael Leo Shea. Review regulatory record here.
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