Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lena is a financial professional with over 29 years of experience in the securities industry. Michael is currently registered with Natwest Markets Securities Inc. in Stamford, Connecticut. Previously, Michael worked at SAFRA SECURITIES LLC in New York, New York. Michael holds the Series 63, Series 27, SIE, and Series 99 securities licenses. Michael is a Registered Representative and a Financial and Operations Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/28/2023 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
07/25/2014 - 09/29/2023
SAFRA SECURITIES LLC (NEW YORK NY)
BC
Issued 07/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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