Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lemos is a financial advisor with over 20 years of experience in the financial services industry. Michael is currently registered with UBS Asset Management (us) Inc. and UBS Fund Services (usa) LLC. Michael has a Series 7, Series 24, Series 66 and Series 99TO licenses and has been registered with FINRA since 2003. Michael has worked for several firms over the years, including Walnut Street Securities, Inc., Tower Square Securities, Inc., Webster Investment Services, Inc., and Saybrus Equity Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/12/2020 - Present
UBS Asset Management (us) Inc. (STAMFORD CT)
CT
01/05/2012 - 01/12/2015
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
CA
02/17/2011 - 01/18/2012
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
02/04/2004 - 01/18/2012
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
03/14/2003 - 01/26/2004
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
BOTH
Issued 09/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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