Unclaimed
Michael Waller is a financial advisor with over 24 years of experience in the industry. Michael is currently registered with T. Rowe Price Investment Services, Inc., and has been with the firm since February 5, 1998. Michael holds a variety of licenses and certifications, including Series 7, Series 63, and Series 6, as well as the SIE exam. Michael has a broad knowledge of the financial markets and is dedicated to providing clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
02/05/1998 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
BC
Issued 02/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/16/2012
Series 4 - Registered Options Principal Examination
BC
Issued 02/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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