Unclaimed
Michael Sergent is a securities professional with over 20 years of experience in the financial services industry. Michael is registered with Securities Management & Research, Inc., and is licensed to offer securities and investment advisory services in Ohio. Michael has a strong understanding of the investment landscape and is committed to providing clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/26/2000 - Present
Securities Management & Research, Inc. (NEW PHILADELPHIA OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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