Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mokros is a financial professional with over 30 years of experience in the industry. Michael has a broad range of experience in the financial services industry, including investment banking, municipal securities and financial planning. Michael is currently registered with Hilltop Securities Inc. in Memphis, TN. Michael has previously held positions with several other firms, including Stonex Financial Inc., Cantor Fitzgerald & Co., Vining Sparks, ICBA Securities, SunTrust Capital Markets, Inc., RBC Dain Rauscher Inc., FTN Financial Securities Corp, First Tennessee Securities Corporation, Vining-Sparks IBG, Limited Partnership, Morgan Keegan & Company, Inc., Prudential Securities Incorporated and Ibaa Securities Corporation. Michael has a strong commitment to providing clients with personalized service and financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TN
09/12/2022 - Present
Hilltop Securities Inc. (Memphis TN)
FL
05/09/2022 - 09/02/2022
STONEX FINANCIAL INC. (WINTER PARK FL)
TN
06/01/2018 - 05/04/2022
CANTOR FITZGERALD & CO. (MEMPHIS TN)
TN
07/30/2008 - 04/30/2018
VINING SPARKS (MEMPHIS TN)
TN
12/22/2008 - 11/16/2009
ICBA SECURITIES (MEMPHIS TN)
TN
05/22/2006 - 07/12/2007
SUNTRUST CAPITAL MARKETS, INC. (MEMPHIS TN)
NY
05/12/2003 - 05/17/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
TN
02/06/2001 - 05/08/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
08/18/1999 - 03/29/2000
FIRST TENNESSEE SECURITIES CORPORATION (MEMPHIS TN)
TN
01/31/1997 - 05/21/1999
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
TN
07/18/1995 - 05/31/1996
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
12/09/1993 - 07/24/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TN
09/06/1991 - 12/09/1993
IBAA SECURITIES CORPORATION (MEMPHIS TN)
TN
05/02/1991 - 12/09/1993
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
NA
09/26/1986 - 07/18/1988
MORGAN KEEGAN & COMPANY, INC.
IA
Issued 03/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1996
Series 3 - National Commodity Futures Examination
BC
Issued 04/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Mokros is the right advisor for you? Invested Better is here to help.
