Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Millay has been in the financial industry since 2011. Michael is currently registered with The Leaders Group, Inc. as an investment advisor representative and holds licenses in Kansas, Michigan, and Missouri. Michael has a Series 6, 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/20/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
04/11/2001 - 12/31/2005
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
NA
12/04/1986 - 05/11/1990
TRANSAMERICA FINANCIAL RESOURCES, INC.
NA
07/17/1987 - 12/31/1989
TRANSAMERICA SECURITIES SALES CORPORATION
BC
Issued 07/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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