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Michael Lee Klayman

Scotia Capital (usa) Inc.

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About Michael Lee Klayman

Michael Klayman is a financial advisor based in Houston, Texas. Michael has been working in the industry since 2006. Michael is currently registered with Scotia Capital (usa) Inc. Previously, Michael was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman, Sachs & Co., KeyBanc Capital Markets Inc., Madison Williams and Company, and SMH Capital Inc.

Firm Information

Michael Klayman is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Klayman’s Registration & Firm History

TX

10/04/2017 - Present

Scotia Capital (usa) Inc. (HOUSTON TX)

TX

04/13/2015 - 10/02/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

NY

03/22/2012 - 04/24/2015

GOLDMAN, SACHS & CO. (NEW YORK NY)

TX

11/01/2011 - 03/23/2012

KEYBANC CAPITAL MARKETS INC. (DALLAS TX)

TX

12/01/2009 - 11/22/2011

MADISON WILLIAMS AND COMPANY (HOUSTON TX)

TX

10/20/2006 - 12/16/2009

SMH CAPITAL INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 10/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Lee Klayman.
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