Unclaimed
Michael Johnson is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Michael has been working in the industry since 1993. Michael is a licensed investment advisor in several states including Wisconsin, Texas, and Arizona, as well as holding a Series 7, Series 63, Series 24, and Series 31 licenses. Michael's main area of focus is on retirement planning and providing investment advice to high-net-worth individuals. Michael is a member of Raymond James since 2000 and has a long track record of providing personalized financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
06/01/2009 - Present
Raymond James Financial Services Advisors, Inc. (ELM GROVE WI)
NY
03/20/1995 - 06/09/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 03/28/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
06/07/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/12/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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