Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Huffman is a financial advisor with Ameriprise Financial Services, LLC. Michael has been working in the financial services industry since 1992. Michael is licensed in 19 states and has a Series 7, Series 63, and Series 65 license. Michael is a registered representative of Ameriprise Financial Services, LLC and an investment advisor representative of Ameriprise Financial Services, LLC. Michael offers investment advisory services, asset allocation services, financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/20/2017 - Present
Ameriprise Financial Services, LLC (Gilbert AZ)
AZ
01/03/2011 - 10/24/2017
WELLS FARGO CLEARING SERVICES, LLC (MESA AZ)
AZ
03/04/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PRESCOTT AZ)
AZ
02/15/2008 - 02/26/2008
WACHOVIA SECURITIES, LLC (PHOENIX AZ)
AZ
12/13/2000 - 02/20/2008
WELLS FARGO INVESTMENTS, LLC (PRESCOTT AZ)
CA
06/13/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
07/14/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
02/16/1995 - 06/05/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
TX
10/01/1993 - 02/16/1995
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/07/1992 - 10/28/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
CO
09/19/1991 - 12/16/1991
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
IA
Issued 04/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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