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Michael Lee Hammer

Western International Securities, Inc.

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About Michael Lee Hammer

Michael Hammer is a financial advisor with Western International Securities, Inc. Michael has been working in the financial services industry since December 5, 2000. Michael is registered in California, Florida, New Jersey, New York and Texas. Michael holds licenses for Series 63, 66, 7, 21 and 25. Western International Securities, Inc. is a financial services firm with a focus on providing a range of financial services to individuals and businesses.

Firm Information

Michael Hammer is currently registered with Western International Securities, Inc.. Western International Securities, Inc. is a corporation formed in 1995 and headquartered in Pasadena, California. The firm provides a wide range of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. They are registered with the SEC and have a presence in 53 states. With over 323 registered representatives and 245 investment advisor representatives, Western International Securities manages approximately $3.69 billion in assets.
Western International Securities, Inc.

70 S. LAKE AVE.

PASADENA, CA 91101

$3.69B

Assets Under Management

1,232

Total Clients

246

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Hammer’s Registration & Firm History

NJ

11/19/2018 - Present

Western International Securities, Inc. (Parsippany NJ)

NJ

03/10/2008 - 12/31/2018

NORTHEAST SECURITIES, LLC (PARSIPPANY NJ)

NJ

01/13/2006 - 02/14/2008

MERCER ALLIED COMPANY, L.P. (PARSIPPANY NJ)

NY

07/19/2002 - 12/01/2005

BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)

NY

07/19/2001 - 07/26/2002

BEAR HUNTER STRUCTURED PRODUCTS LLC (NEW YORK NY)

NY

01/02/2001 - 07/19/2001

WAGNER STOTT BEAR SPECIALISTS LLC (NEW YORK NY)

NY

10/01/2000 - 01/02/2001

HUNTER SPECIALISTS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/13/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2004

Series 7 - General Securities Representative Examination

BC

Issued 02/28/2001

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 02/15/2000

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Lee Hammer.
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