Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Blumenfeld is a financial advisor registered with Wells Fargo Clearing Services, LLC. Michael has been working in the securities industry since April 17, 2010. Michael is licensed in Arizona, California, Florida, Hawaii, New Jersey, New York and Texas. Michael also holds Series 3, 7, and 66 licenses. Before joining Wells Fargo Clearing Services, LLC Michael was associated with Oppenheimer & Co. Inc., Morgan Stanley and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/17/2023 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
10/25/2019 - 08/19/2022
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
CA
06/03/2016 - 10/25/2019
MORGAN STANLEY (LOS ANGELES CA)
CA
08/09/2010 - 06/20/2016
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
06/02/2010 - 07/27/2010
CHASE INVESTMENT SERVICES CORP. (PASADENA CA)
CA
10/23/2008 - 12/18/2008
MML INVESTORS SERVICES, INC. (LA JOLLA CA)
BOTH
Issued 09/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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