Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Appelbaum is a financial professional with over 30 years of experience in the securities industry. Michael is currently registered with Janney Montgomery Scott LLC in Garden City, NY. Michael is licensed in 38 states, including California, New Jersey, New York, and Ohio. Michael's professional experience includes previous roles with Commonwealth Associates, Prudential Securities Incorporated, and Shearson Lehman Hutton Inc. Michael holds the Series 7, Series 63, Series 65, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
07/18/2022 - Present
Janney Montgomery Scott LLC (GARDEN CITY NY)
NY
05/24/1996 - 03/26/2001
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
12/01/1989 - 06/13/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/06/1989 - 11/27/1989
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
12/05/1988 - 10/30/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/20/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
BOTH
Issued 10/18/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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