Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lee has been in the financial services industry since March 1998. Michael is currently registered with Tp Icap Global Markets Americas Llc and holds Series 63, 72 and SIE licenses. Michael is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
03/14/2018 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
07/14/2003 - 03/07/2017
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NY
08/07/1995 - 11/26/2001
GARBAN LLC (NEW YORK NY)
BC
Issued 09/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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