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Michael Lee

SG Americas Securities, LLC

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About Michael Lee

Michael Lee is a financial professional with over 25 years of experience in the industry. He currently works at SG Americas Securities, LLC in New York, NY. Prior to joining SG Americas Securities, LLC, Michael Lee held positions at BNP PARIBAS SECURITIES CORP., BNP PARIBAS PRIME BROKERAGE, INC., WORLD GROUP SECURITIES, INC., J.P. MORGAN SECURITIES INC., and PRUDENTIAL SECURITIES INCORPORATED. Michael Lee holds the Series 3, 7, 99TO, and SIE licenses.

Firm Information

Michael Lee is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Lee’s Registration & Firm History

NY

07/07/2022 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/18/2006 - 04/08/2022

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

07/20/2017 - 07/09/2018

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

GA

07/19/2006 - 10/20/2006

WORLD GROUP SECURITIES, INC. (DULUTH GA)

NY

01/10/2001 - 08/06/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/15/1996 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

12/20/1995 - 04/17/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2011

Series 3 - National Commodity Futures Examination

BC

Issued 12/19/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Lee.
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