Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Leahy is an investment professional with over 20 years of experience in the financial services industry. Michael currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to joining Merrill Lynch, Michael worked at MML Investors Services, LLC, Edward Jones, SEI Investments Distribution Co., and Goldman, Sachs & Co. Michael holds Series 3, 7, 9, 10, 63, and 66 licenses and has a broad range of experience in the financial industry. Michael is registered with FINRA, and the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Michael is a dedicated financial professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/17/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PRINCETON NJ)
NJ
12/03/2018 - 03/06/2019
MML INVESTORS SERVICES, LLC (LAWRENCEVILLE NJ)
NJ
03/16/2017 - 11/14/2018
EDWARD JONES (PENNINGTON NJ)
PA
03/10/2003 - 02/19/2004
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
NY
03/29/2001 - 10/28/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 04/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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