Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Le roy Mims is a financial advisor with Northwestern Mutual Investment Services, LLC. Michael is licensed to provide investment advice in 13 states and is registered with the Financial Industry Regulatory Authority (FINRA). He is a Series 63, Series 6TO and SIE licensed professional and holds a combined 19 years of experience in the financial services industry. Michael can help you with your investment needs and is committed to providing personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
SC
02/23/2024 - Present
Northwestern Mutual Investment Services, LLC (Mt Pleasant SC)
SC
08/04/2023 - 10/12/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Mt Pleasant SC)
SC
08/13/2022 - 01/26/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Mt Pleasant SC)
BC
Issued 03/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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