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Michael Lawrence Theis

Voya Investment Management Co. LLC

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About Michael Lawrence Theis

Michael Lawrence Theis is a registered representative of Voya Investment Management Co. LLC, and has been in the industry since 2002. Michael Lawrence Theis is licensed in 53 states and has the Series 7, Series 66 and SIE licenses. Michael Lawrence Theis has also been registered with BNY Mellon Securities Corporation and AllianceBernstein Investment Research and Management, Inc. in the past. Michael Lawrence Theis specializes in portfolio management for individuals, investment companies and pooled investment vehicles. Michael Lawrence Theis also provides publication of periodicals and selection of other advisers services.

Firm Information

Michael Theis is currently registered with Voya Investment Management Co. LLC. Voya Investment Management Co. LLC is an investment advisor registered with the SEC and has offices in NEW YORK, NY. Voya Investment Management Co. LLC manages over $241 billion in assets for a variety of clients, including individuals, corporations, and institutional investors. The firm offers a range of advisory services, including portfolio management for individuals, businesses, pooled investment vehicles, and investment companies. They also publish periodicals and select other advisors for clients. Voya Investment Management Co. LLC participates in wrap fee programs.
Voya Investment Management Co. LLC

230 PARK AVENUE

NEW YORK, NY 10169

$241.81B

Assets Under Management

8

Total Clients

76

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Michael Theis’s Registration & Firm History

NY

05/20/2022 - Present

Voya Investment Management Co. LLC (NEW YORK NY)

NY

03/11/2005 - 02/11/2022

BNY MELLON SECURITIES CORPORATION (NEW YORK NY)

TN

09/25/2003 - 03/07/2005

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

MN

09/27/2001 - 11/13/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/27/2001 - 11/13/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 10/18/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Lawrence Theis.
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