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Michael Lawrence Rule

Quint Capital Corp.

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About Michael Lawrence Rule

Michael Lawrence Rule has been in the industry since January 1995. Michael Rule is currently registered with Quint Capital Corp. in Florida and New York and previously registered with APB FINANCIAL GROUP, LLC, TALLEY & COMPANY, VISION, RM STARK & CO INC., DALTON KENT SECURITIES GROUP, INC., J.P. TURNER & COMPANY, L.L.C., NICHOLS, SAFINA, LERNER & CO. INC., PRUDENTIAL SECURITIES INCORPORATED, SMITH BARNEY INC., and PAINEWEBBER INCORPORATED. Michael Rule is registered as an investment advisor representative in Florida and New York.

Firm Information

Michael Rule is currently registered with Quint Capital Corp.. Quint Capital Corp. is a corporation formed in May 1989, headquartered in New York, NY. They are an investment advisor that provides portfolio management for individuals. The firm is registered with the SEC and in 31 states. They currently have 6 licensed agents, 5 investment advisor representatives, and 6 registered representatives. Quint Capital Corp. manages approximately $147,573,714 in regulatory assets under management, with $56,373,159 of that being discretionary. They serve high net worth individuals and individuals other than high net worth.
Quint Capital Corp.

230 PARK AVE

NEW YORK, NY 10169

$147.57M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Rule’s Registration & Firm History

NY

03/18/2022 - Present

Quint Capital Corp. (New York NY)

NY

03/10/2010 - 04/27/2015

APB FINANCIAL GROUP, LLC (NEW YORK NY)

CA

12/19/2007 - 05/01/2009

TALLEY & COMPANY (NEWPORT BEACH CA)

NY

03/02/2001 - 12/03/2007

VISION (NEW YORK NY)

FL

05/05/2000 - 01/29/2001

RM STARK & CO INC. (LAKE WORTH BEACH FL)

NY

01/08/1999 - 04/23/1999

DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)

GA

05/20/1998 - 12/31/1998

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

NY

08/23/1997 - 01/29/1998

NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)

NY

11/07/1996 - 04/17/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/25/1994 - 10/30/1996

SMITH BARNEY INC. (NEW YORK NY)

NJ

05/19/1992 - 03/03/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 09/06/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Michael Lawrence Rule. Review regulatory record here.
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