Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rifkin is a registered representative with Morgan Stanley in Newtown Square, Pennsylvania. Michael has been in the financial services industry since 1982 and has worked for a variety of firms, including CITIGROUP GLOBAL MARKETS INC. and Lehman Brothers Inc. Michael is registered to provide investment advice in a number of states and is a Series 7, Series 52, Series 63, Series 65, Series 3, Series 5, Series 8, Series 9, Series 10 and SIE licensed representative. Michael specializes in providing investment advice to individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, investment clubs, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
12/04/2020 - Present
Morgan Stanley (Newtown Square PA)
PA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BERWYN PA)
NY
08/13/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/26/1982 - 08/23/1984
DAVID LERNER ASSOCIATES, INC.
BC
Issued 08/29/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1993
Series 5 - Interest Rate Options Examination
BC
Issued 08/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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