Unclaimed
Michael Lawrence Marino is a financial advisor with Wellington Funds Distributors Inc. Michael has been in the financial services industry for over 10 years and is registered to offer securities advice in Massachusetts. Michael earned his Series 7 and Series 63 licenses and has extensive experience in the investment industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/01/2018 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
MA
08/13/2014 - 01/24/2018
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
12/22/2009 - 07/30/2014
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
BC
Issued 02/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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