Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kelly is an investment advisor representative at LPL Financial LLC, a large firm headquartered in Fort Mill, South Carolina. Michael is registered with the state of California and has been in the industry since 1995. Michael offers various investment and advisory services to individuals, businesses, and charitable organizations. Previous affiliations include SCF Securities, Inc., Innovation Partners LLC, Sammons Securities Company, LLC, Walnut Street Securities, Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/02/2024 - Present
LPL Financial LLC (LANCASTER CA)
CA
02/04/2016 - 11/28/2023
SCF SECURITIES, INC. (LANCASTER CA)
NC
08/28/2013 - 02/09/2016
INNOVATION PARTNERS LLC (CHARLOTTE NC)
CA
02/09/2002 - 08/14/2013
SAMMONS SECURITIES COMPANY, LLC (PALMDALE CA)
CA
02/17/1998 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
04/03/1997 - 03/04/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/03/1997 - 03/04/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NE
03/01/1996 - 03/28/1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 12/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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