Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kaplan is a financial advisor with AMG Distributors, Inc. Michael has been in the financial services industry since February 6, 2006. Michael has a Series 7, Series 66 and SIE registration. Michael is registered in Connecticut and Massachusetts. Previously Michael worked at JLT Capital Partners LLC, Northern Lights Distributors, LLC and Lord Abbett Distributor LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/22/2019 - Present
AMG Distributors, Inc. (STAMFORD CT)
FL
11/15/2017 - 07/09/2019
JLT CAPITAL PARTNERS LLC (NAPLES FL)
NE
10/21/2015 - 09/30/2016
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CT
05/10/2006 - 08/20/2015
AMG DISTRIBUTORS, INC. (STAMFORD CT)
NJ
09/03/2004 - 05/01/2006
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 10/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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