Unclaimed
Michael Guli has over 20 years of experience in the financial services industry. Michael is currently a registered representative with Virtu Americas LLC. Prior to joining Virtu Americas, Michael was a registered representative with GETCO Securities, LLC, Knight Capital Americas, L.P., Kellogg Capital Markets, LLC, SIG Specialists, Inc., and Labranche & Co. LLC. Michael is a Series 7, 24, 55, 57TO, 19, 99TO, SIE, 21 and 25 licensed professional. Michael holds a Series 63 license and is registered in Connecticut, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/02/2012 - Present
Virtu Americas LLC (Short Hills NJ)
IL
08/06/2012 - 08/10/2012
GETCO SECURITIES, LLC (CHICAGO IL)
NJ
01/26/2010 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
11/27/2007 - 12/22/2009
KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/31/2005 - 12/05/2007
SIG SPECIALISTS, INC. (NEW YORK NY)
NY
01/07/2002 - 08/26/2005
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 02/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/28/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/14/2023
Series 19 - NYSE Floor Clerk - Equities Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2004
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 02/24/2003
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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