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Michael Lawrence Gagliotti

Cetera Investment Advisers LLC

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About Michael Lawrence Gagliotti

Michael Lawrence Gagliotti is a financial advisor registered with Cetera Investment Advisers LLC. Michael has been in the financial services industry since August 10, 1994 and has experience with multiple firms. His expertise includes financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Michael is a registered investment advisor and has also held various positions with other firms, including ING Financial Partners, Inc., Dime Securities, Inc., Essex National Securities, Inc., Dime Securities of NY, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Guardian Investor Services Corporation. Michael is committed to providing clients with the best possible financial advice.

Firm Information

Michael Gagliotti is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Gagliotti’s Registration & Firm History

NJ

01/21/2014 - Present

Cetera Investment Advisers LLC (PLAINFIELD NJ)

NJ

03/21/2007 - 07/19/2007

ING FINANCIAL PARTNERS, INC. (MT LAUREL NJ)

NY

01/12/1998 - 10/05/2000

DIME SECURITIES, INC. (BROOKLYN NY)

CA

05/16/1996 - 01/22/1997

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

11/11/1992 - 05/15/1996

DIME SECURITIES OF NY, INC. (BROOKLYN NY)

NY

12/22/1987 - 11/11/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

03/10/1987 - 04/05/1988

GUARDIAN INVESTOR SERVICES CORPORATION

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Licenses & Designations

BOTH

Issued 11/11/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/23/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/20/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2007

Series 7 - General Securities Representative Examination

BC

Issued 03/04/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Lawrence Gagliotti.
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