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Michael Lawrence Gagliotti

Cetera Investment Advisers LLC

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About Michael Lawrence Gagliotti

Michael Lawrence Gagliotti is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Michael has been in the industry since 1994 and has held various positions at other firms including ING Financial Partners, Inc., Dime Securities, Inc., Essex National Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is registered in Delaware, Florida, New Jersey, and Pennsylvania. Michael's current firm, Cetera Investment Advisers LLC, offers a variety of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.

Firm Information

Michael Gagliotti is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

3889 RTE 516

OLD BRIDGE, NJ 08857

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Gagliotti’s Registration & Firm History

NJ

01/21/2014 - Present

Cetera Investment Advisers LLC (OLD BRIDGE NJ)

NJ

03/21/2007 - 07/19/2007

ING FINANCIAL PARTNERS, INC. (MT LAUREL NJ)

NY

01/12/1998 - 10/05/2000

DIME SECURITIES, INC. (BROOKLYN NY)

CA

05/16/1996 - 01/22/1997

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

11/11/1992 - 05/15/1996

DIME SECURITIES OF NY, INC. (BROOKLYN NY)

NY

12/22/1987 - 11/11/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

03/10/1987 - 04/05/1988

GUARDIAN INVESTOR SERVICES CORPORATION

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Licenses & Designations

BOTH

Issued 11/11/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/23/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/20/1994

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/20/2007

Series 7 - General Securities Representative Examination

BC

Issued 3/4/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Lawrence Gagliotti.
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