Unclaimed
Michael Lawrence Gagliotti is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Michael has been in the industry since 1994 and has held various positions at other firms including ING Financial Partners, Inc., Dime Securities, Inc., Essex National Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is registered in Delaware, Florida, New Jersey, and Pennsylvania. Michael's current firm, Cetera Investment Advisers LLC, offers a variety of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/21/2014 - Present
Cetera Investment Advisers LLC (OLD BRIDGE NJ)
NJ
03/21/2007 - 07/19/2007
ING FINANCIAL PARTNERS, INC. (MT LAUREL NJ)
NY
01/12/1998 - 10/05/2000
DIME SECURITIES, INC. (BROOKLYN NY)
CA
05/16/1996 - 01/22/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
11/11/1992 - 05/15/1996
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
NY
12/22/1987 - 11/11/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/10/1987 - 04/05/1988
GUARDIAN INVESTOR SERVICES CORPORATION
BOTH
Issued 11/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1994
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 3/4/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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