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Michael Lawrence Frey

TP Icap Global Markets Americas LLC

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About Michael Lawrence Frey

Michael Lawrence Frey is a financial professional with over 40 years of experience in the industry. Michael Frey is currently registered with Tp Icap Global Markets Americas Llc as a Municipal Securities Representative. Prior to joining Tp Icap Global Markets Americas Llc, Michael Frey was registered with Tullett Prebon Financial Services Llc, Chapdelaine Tullett Prebon, Llc, Municipal Partners, Llc, Cantor Fitzgerald & Co., Cantor Fitzgerald Partners, Municipal Partners Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, and The Dreyfus Service Corporation. Michael Frey holds the Series 52TO, SIE, Series 7, and Series 6 licenses. Michael Frey is a Municipal Securities Principal and has been registered in Florida.

Firm Information

Michael Frey is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Frey’s Registration & Firm History

FL

06/30/2023 - Present

TP Icap Global Markets Americas LLC (BOCA RATON FL)

FL

06/01/2012 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)

FL

08/16/2007 - 06/01/2012

CHAPDELAINE TULLETT PREBON, LLC (BOCA RATON FL)

FL

06/17/2002 - 08/15/2007

MUNICIPAL PARTNERS, LLC (BOCA RATON FL)

NY

11/22/2000 - 08/12/2002

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

07/24/2000 - 08/08/2002

CANTOR FITZGERALD PARTNERS (NEW YORK NY)

NY

06/29/1993 - 07/24/2000

MUNICIPAL PARTNERS INC. (NEW YORK NY)

NY

05/14/1988 - 08/16/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

06/24/1986 - 05/14/1988

E. F. HUTTON & COMPANY INC

NA

04/10/1981 - 01/05/1984

THE DREYFUS SERVICE CORPORATION

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Licenses & Designations

BC

Issued 12/21/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1986

Series 7 - General Securities Representative Examination

BC

Issued 04/08/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Lawrence Frey.
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