Unclaimed
Michael Lawrence Frey is a financial professional with over 40 years of experience in the industry. Michael Frey is currently registered with Tp Icap Global Markets Americas Llc as a Municipal Securities Representative. Prior to joining Tp Icap Global Markets Americas Llc, Michael Frey was registered with Tullett Prebon Financial Services Llc, Chapdelaine Tullett Prebon, Llc, Municipal Partners, Llc, Cantor Fitzgerald & Co., Cantor Fitzgerald Partners, Municipal Partners Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, and The Dreyfus Service Corporation. Michael Frey holds the Series 52TO, SIE, Series 7, and Series 6 licenses. Michael Frey is a Municipal Securities Principal and has been registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/30/2023 - Present
TP Icap Global Markets Americas LLC (BOCA RATON FL)
FL
06/01/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)
FL
08/16/2007 - 06/01/2012
CHAPDELAINE TULLETT PREBON, LLC (BOCA RATON FL)
FL
06/17/2002 - 08/15/2007
MUNICIPAL PARTNERS, LLC (BOCA RATON FL)
NY
11/22/2000 - 08/12/2002
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
07/24/2000 - 08/08/2002
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
06/29/1993 - 07/24/2000
MUNICIPAL PARTNERS INC. (NEW YORK NY)
NY
05/14/1988 - 08/16/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/24/1986 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
04/10/1981 - 01/05/1984
THE DREYFUS SERVICE CORPORATION
BC
Issued 12/21/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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