Unclaimed
Michael Lawrence Depalma is a financial professional with over 17 years of experience in the industry. Michael is currently registered with Hornor, Townsend & Kent, LLC. Michael has previously been registered with several firms, including Park Avenue Securities LLC, MML Investors Services, Inc., NYLIFE Securities LLC, New England Securities Corporation, and Buell Securities Corp. Michael holds Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
CT
09/26/2013 - Present
Hornor, Townsend & Kent, LLC (EAST HAVEN CT)
CT
09/08/2010 - 09/23/2013
PARK AVENUE SECURITIES LLC (WESTPORT CT)
CT
04/29/2009 - 08/26/2010
MML INVESTORS SERVICES, INC. (FARMINGTON CT)
CT
04/20/2007 - 12/22/2008
NYLIFE SECURITIES LLC (STRATFORD CT)
NA
07/08/1986 - 12/21/1987
NEW ENGLAND SECURITIES CORPORATION
NA
02/15/1985 - 03/11/1986
BUELL SECURITIES CORP.
BC
Issued 05/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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