Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lawrence Defeo is a financial professional with over 20 years of experience in the financial services industry. Michael is currently registered with TP Icap Global Markets Americas LLC in New York, NY. Michael has held previous positions with Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., and Datek Online Brokerage Services LLC. Michael holds a Series 63, Series 53, Series 4, Series 24, Series 52TO, SIE, Series 3, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/06/2020 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
09/14/2009 - 12/31/2019
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
11/13/2002 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NE
10/14/1999 - 05/04/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 11/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/27/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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