Unclaimed
Michael Lawrence De Simone is a financial advisor with Houlihan Lokey Capital, Inc. Michael has been in the industry since February 13, 2008. Michael is registered with the state of Georgia and holds Series 7, 24, 63, 79TO and SIE licenses. Michael has been with Houlihan Lokey Capital, Inc. since February 14, 2008 and is located in the Atlanta, GA office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
02/14/2008 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
BC
Issued 03/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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