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Michael Lawrence De simone

Houlihan Lokey Capital, Inc.

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About Michael Lawrence De simone

Michael Lawrence De Simone is a financial advisor with Houlihan Lokey Capital, Inc. Michael has been in the industry since February 13, 2008. Michael is registered with the state of Georgia and holds Series 7, 24, 63, 79TO and SIE licenses. Michael has been with Houlihan Lokey Capital, Inc. since February 14, 2008 and is located in the Atlanta, GA office.

Firm Information

Michael De simone is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael De simone’s Registration & Firm History

GA

02/14/2008 - Present

Houlihan Lokey Capital, Inc. (ATLANTA GA)

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Licenses & Designations

BC

Issued 03/11/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Lawrence De simone.
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