Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clark has been in the financial services industry since 2002. Michael is currently registered with Dynamex Trading, LLC and Group ONE Trading, LP. Michael's registrations are active in the Broker-Dealer (BD) space, with the Series 27, SIE, and Series 99TO licenses. Michael has prior experience with Bayside Financial, LLC, and Share King, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/03/2003 - Present
Dynamex Trading, LLC (NEW YORK NY)
CA
04/09/2002 - 01/21/2004
BAYSIDE FINANCIAL, LLC (WALNUT CREEK CA)
CA
09/06/2002 - 01/14/2004
SHARE KING, LLC (SAN FRANCISCO CA)
BC
Issued 03/21/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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