Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lawrence Banks is a financial advisor who has been registered with the Securities and Exchange Commission since October 2017. Michael is currently registered with Fidelity Brokerage Services LLC. Michael holds the Series 63, Series 7, Series 9, Series 10 and SIE licenses. Michael has been active in the financial industry for over 5 years. Michael is licensed to provide financial advice in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
10/30/2017 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 11/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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